Florida, Federal and Blue Sky Securities Complaints, Investigations, Public and Private Offerings, Industry Employment and other Issues, and Corporate Services Law Firm
Serving Clients throughout Florida and beyond from Offices in St. Petersburg
Kiefner Law Offices, P.A., advises clients on securities compliance and complex regulatory issues, regarding among other things, public filings, private placements, administrative investigations, industry employment law, and restrictions on trading by corporate affiliates and insiders. The firm handles a broad spectrum of transactions from complex offerings by experienced issuers to initial offerings by start-up companies.
The firm represents many different types of corporate and individual clients including the following:
- Broker, RIA's and compliance personnel
- Placement agents
- Securities issuers, sellers, and purchasers
- Investment bankers
- Institutional purchasers in public offerings and private placements
Kiefner Law Offices, P.A. also advises investors in securities as to their rights and remedies against registered broker-dealers, registered investment advisers, and their agents as well as against private issuers and their unregistered selling agents. The firm represents broker-dealers, individual brokers, investment advisers, wholesalers and other persons who are the subject of complaints, investigations, disputes, and litigation brought by private investors as well as by federal and state governmental agencies and self regulatory bodies.
The firm also represents clients in a variety of securities forums.
UNIQUE EXPERTISE IN SECURITIES AND BUSINESS SERVICES
The legal team at Kiefner Law Offices, P.A. primarily focus on the following areas of practice:
- Securities, complaints, investigations and litigation
- Business formation and corporate services
- Public and private securities transactions
- Employment disputes in the Financial industry
Click here to contact a lawyer about securities or business issues or call Kiefner Law Offices, P.A. at 727-894-8000 or